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Caution! More than 200,000 attorneys are eligible to practice law in California. Many attorneys share the same names. All discipline reports are taken from State Bar Court documents and should be read carefully for names, ages, addresses and bar numbers. Read the Discipline Key for an explanation of the different levels of disciplinary action. Use Attorney Search to check an attorney's official bar membership record. DISBARMENTS
SUSPENSION/PROBATION
DISBARMENTS
JULIE LYNN WOLFF [#142531], 53, of Sacramento was disbarred
Aug. 14, 2008, and was ordered to comply with rule 9.20 of the California Rules
of Court.
In a default proceeding, the State Bar Court found that Wolff did not comply
with an earlier order rule 9.20 requirement: she did not submit to the court
an affidavit attesting that she notified her clients, opposing counsel and
other pertinent parties of her suspension from practice. Failure to comply
with rule 9.20 is grounds for disbarment.
Wolff was suspended in June 2007 for abandoning more than 300 indigent dependency
clients and failing to appear in 39 matters as a result of her belief that
she did not have to follow the orders and rules of the Sacramento Superior
Court.
She subsequently was suspended later the same year for failing to promptly
return her client’s file and failing to respond to her client’s
reasonable status inquiries.
In recommending Wolff’s disbarment, Judge Lucy Armendariz wrote, she “has
demonstrated an unwillingness to comply with the professional obligations and
rules of court imposed on California attorneys although she has been given
opportunities to do so.”
THOMAS LEIGH UPHOLT [#67868], 65, of Sacramento was disbarred
Aug. 14, 2008, and was ordered to comply with rule 9.20 of the California Rules
of Court.
In a default proceeding, the State Bar Court found that Upholt violated rule
9.20 by failing to submit an affidavit stating that he had notified his clients,
opposing counsel and pertinent courts and parties of his suspension.
Failure to comply with rule 9.20 is grounds for disbarment.
Originally suspended and placed on probation in 2006, Upholt’s probation
was revoked in 2007 when he failed to meet its conditions and he was ordered
then to comply with 9.20.
The original discipline was imposed for his failure to perform services competently
or update his membership record, improperly withdrawing from employment and
the unauthorized practice of law.
Judge Lucy Armendariz recommended Upholt be disbarred to “protect the
public, the courts and the legal community, to maintain high professional standards
and to preserve public confidence in the legal profession.”
JOHN M. GILROY [#64126], 60, of Omaha, Neb. was disbarred
Aug. 14, 2008, and was ordered to comply with rule 9.20.
Gilroy was disbarred in Nebraska and the State Bar Court found that his misconduct
there was grounds for disbarment in California. Because Gilroy did not participate
in the California proceedings, the Nebraska record is considered proof of misconduct
and the bar court focused only on the degree of discipline.
It found that he committed 11 acts of misconduct in two client matters.
In the first matter, Gilroy helped a friend whom he had represented for many
years obtain a $99,000 construction loan. He also acted as general contractor
for the construction of the man’s home. When he received installments
of the loan proceeds, he used the funds for personal purposes although he always
repaid the money. The friend acknowledged that he expected Gilroy to use the
funds for personal expenses from time to time.
All the funds eventually were paid either to the client or his creditors.
The bar court found that Gilroy failed to maintain client funds in a client
trust account, did not account for client funds and committed an act of moral
turpitude by misappropriating client funds.
In the second matter, Gilroy represented an elderly woman, primarily with
estate planning, who was referred to him by her insurance agent. The agent
had a professional relationship with Gilroy, who was representing the agent
on a personal matter at the time. When the elderly client moved into an assisted
living facility, Gilroy began to pay her bills.
The woman’s daughter became concerned that the insurance agent had sold
her mother unnecessary policies and annuities and asked Gilroy to look into
it. She believed the agent may have been cashing in at a loss recently purchased
policies in order to generate thousands of dollars in commissions.
Gilroy told his client and her daughter that he had a business relationship
with the insurance agent and was currently representing him but that he would
look into the matter. He also said if legal action against the agent became
necessary, they would need a different lawyer.
The women fired Gilroy when they learned he had not taken immediate action
against the agent.
In addition, the daughter had incurred $763 in expenses on her mother’s
behalf and asked Gilroy to reimburse her, with her mother’s consent.
He wrote a check against insufficient funds and never paid her.
The California court found that Gilroy failed to perform legal services competently,
had a conflict of interest in representing both the elderly client and the
insurance agent, did not withdraw despite the conflict and failed to maintain
client funds in trust or pay out client funds. He also did not participate
in the bar’s investigation and he committed an act of moral turpitude
by not paying the daughter the money she was owed.
In recommending that Gilroy be disbarred in California, Bar Court Judge Richard
A. Platel cited the misappropriation of client funds and noted that a lesser
discipline was not warranted because there was no evidence the misappropriation
was an isolated event.
PERRY SETH REICH [#96618], 59, of Queens Village, N.Y. was disbarred Aug. 22, 2008, and was ordered to comply with rule 9.20.
Reich was convicted in 2005 of forging a judge’s signature and obstructing
justice and has been on interim suspension since that time. The State Bar Court
review department granted bar prosecutors’ request that Reich be summarily
disbarred, finding that the convictions were felonies involving moral turpitude.
Reich argued that he was entitled to a hearing to determine whether the convictions
involved moral turpitude.
He had filed his resignation with charges pending in 2007, but the Supreme
Court declined to accept it.
GREGORY DEAN ESAU [#111487], 52, of Seattle was disbarred
Aug. 30, 2008, and was ordered to comply with rule 9.20.
The disbarment is the final act in a relatively minor disciplinary history
that began in 1996 when Esau failed to return a $1,700 advance fee to a client
who fired him. The client sued and obtained a judgment for $1,751 that Esau
paid. However, the matter went to the Washington bar’s disciplinary board,
which ordered that Esau be publicly reprimanded.
As a result, the California bar filed charges against Esau that resulted in
a private reproval and probation.
Esau violated his probation conditions, beginning an escalation of the discipline
imposed on him. The reproval period was extended by one year, Esau received
a six-month stayed suspension and two years’ probation, his probation
was revoked and he received a six-month actual suspension. The State Bar ultimately
sought disbarment as a result of Esau’s history of probation violations.
“This matter illustrates the serious consequences of an attorney’s
extended inattention to State Bar disciplinary proceedings and his repeated
disregard of Supreme Court orders,” wrote review Judge Judith Epstein
for a three-judge panel.
The panel rejected a hearing judge’s finding that Esau’s alcoholism
played a part in his misconduct and it did not give great weight to the three
character witnesses who testified on his behalf.
Although Epstein acknowledged that the initial misconduct did not result in
serious discipline, nor were any clients harmed, she wrote, “We could
find no case imposing a sanction less than disbarment for an attorney who repeatedly
has been called to account in disciplinary proceedings for violating conditions
of probation, while at the same time violating court orders requiring compliance
with rule 9.20.”
ROBERT M. RADESKI [#174280], 50, of Rancho Cucamonga was
disbarred Aug. 30, 2008, and was ordered to comply with rule 9.20.
In a default proceeding, the State Bar Court found that Radeski failed to
comply with rule 955 of the California Rules of Court, since renumbered as
rule 9.20, as required by a 2006 disciplinary order. He did not submit to the
court an affidavit attesting that he notified his clients, opposing counsel
and other pertinent parties of his suspension. Failure to comply with rule
955 is grounds for disbarment.
The underlying discipline was imposed when Radeski failed to comply with probation
conditions attached to a 2003 public reproval for advising a client to violate
a court ruling.
GORDON RANDOLPH WRIGHT [#78644], 64, of El Cajon was disbarred
Aug. 30, 2008, and ordered to comply with rule 9.20.
In a default proceeding, the State Bar Court found that Wright violated rule
955 of the California Rules of Court, since renumbered as rule 9.20, by not
submitting an affidavit stating that he notified his clients, opposing counsel
and other pertinent parties of his suspension. Failure to comply with rule
955 is grounds for disbarment.
The underlying discipline was a 2006 probation revocation, imposed when Wright
did not comply with multiple probationary requirements attached to a 2005 disciplinary
order. He had failed to perform legal services with competence, respond to
his client’s reasonable status inquiries, take reasonable steps upon
termination of employment to avoid prejudice to his client, promptly return
his client’s papers, or cooperate with the bar’s investigation.
In recommending Wright’s disbarment, Judge Richard A. Honn wrote that
Wright “has demonstrated an unwillingness to comply with the professional
obligations and rules of court imposed on California attorneys although he
has been given opportunities to do so.”
SUSPENSION/PROBATION
WILLIAM MICHAEL McCANN [#66753], 59, of San Jose was suspended
for one year, stayed, placed on one year of probation with an actual 60-day
suspension and was ordered to take the MPRE within one year. The order took
effect July 19, 2008.
The State Bar appealed a hearing judge’s recommended discipline, which
did not include an actual suspension, and asked for a three-month actual suspension.
The review department took into consideration McCann’s 30 years of discipline-free
practice and settled on a 60-day actual suspension.
The hearing judge found that he committed forgery, failed to keep clients
reasonably informed of significant developments and made misrepresentations
to a State Bar investigator.
In a personal injury case, he represented a minor whose medical expenses were
paid by Blue Cross of California through an ERISA-qualified plan. Blue Cross
hired The Rawlings Co. to obtain reimbursement for those benefits.
McCann did not respond to Rawlings’ notice of a lien and he believed
that Blue Cross did not have a valid lien against any recovery. The lien amounted
to $831.85.
When the case settled for $4,500, McCann endorsed the settlement check on
behalf of Rawlings Co. for Blue Cross, knowing his clients were anxious to
receive their money. He later received another lien notice but did not respond.
When a Rawlings representative called McCann about the settlement check, he
responded that he had “implied authority” to sign it. Although
he attempted to pay part of the amount owed and then the full amount, his checks
were returned.
He told a State Bar investigator that he had verbal authorization to endorse
the check and said he thought the matter was resolved when he offered to fully
reimburse Rawlings.
The review panel agreed with a hearing judge’s findings that McCann
committed forgery, failed to keep his clients reasonably informed and made
misrepresentations to a bar investigator, committing an act of moral turpitude.
However, it disagreed with the judge’s belief that McCann acted in good
faith because he believed the lien was invalid. That belief, the panel said,
did not justify forgery.
“McCann consciously took the risk and forged Rawlings’ name in
order to get the money to his impoverished clients quickly,” wrote Judge
Madge Watai. His “good intentions,” she added, did not trump his
dishonesty.
McCann has no prior record of discipline in 30 years of practice.
EDWARD W. HAASE [#189819], 38, of San Diego was suspended
for two years, stayed, placed on two years of probation and was ordered to
prove his rehabilitation and take the MPRE within one year. The order took
effect July 19, 2008.
Haase stipulated to six counts of misconduct in two client matters.
He was censured by an immigration judge for failing to appear three times
for hearings, conduct that also involved violations of the Business & Professions
Code: failure to maintain respect due the courts and disobeying a court order.
In 2003, he represented a client who was denied asylum and ordered removed
from the country. Although he filed a notice of intent to appeal, he never
appealed and the client hired another lawyer who argued ineffective assistance
by counsel. Haase did not respond to two notices by the court, who referred
his matter to the immigration court’s general counsel for possible discipline.
Although the court found that Haase had acted properly, he failed to appear
for three televised hearings. He also was admonished for similar behavior in
an earlier case.
In the second matter, Haase was hired to represent a client, who paid a $5,000
fee, before the Board of Immigration Appeals. However, he did not file an appeal
brief, the case was dismissed and the client was ordered deported. He hired
a new attorney, for another $5,000, to pursue his case.
Haase stipulated that he failed to perform legal services competently, take
steps to avoid prejudice to his client, promptly refund unearned fees or account
for client funds.
In mitigation, he has no prior discipline record, cooperated with the bar’s
investigation and was under severe financial stress, ultimately closing his
law office to work from home in the wake of a difficult divorce. Haase also
had transitioned into the Army and was on active duty at the time of the first
hearing before the immigration court and unable to participate. He acknowledged
that he should have informed the court and asked for a continuance.
MICHAEL L. CHALLGREN [#137072], 49, of Hermosa Beach was
suspended for one year, stayed, placed on three years of probation with a 90-day
actual suspension and was ordered to comply with rule 9.20 of the California
Rules of Court. The order took effect July 26, 2008.
Challgren stipulated to two counts of misconduct: he issued four checks against
insufficient funds in his client trust account and he did not cooperate with
the State Bar’s investigation of his actions.
He has been disciplined twice. In 2006 he was put on probation for three years
for failing to perform legal services competently, keep clients informed about
developments in their case or respond to clients’ reasonable status inquiries.
He also was privately reproved in 2001.
In mitigation, Challgren was under severe financial stress after losing three
trials in 2004 for which he had fronted all expenses and ultimately had to
close his practice, and he had serious family problems, including his father’s
cancer.
CARL K. OSBORNE [#42340], 68, of El Segundo was suspended
for one year, stayed, placed on one year of probation with a 30-day actual
suspension and was ordered to take the MPRE within one year. The order took
effect July 26, 2008.
Osborne was convicted in 2007 of one count of giving false information to
a police officer, a misdemeanor. He was a passenger in a car driven by his
son that displayed a disabled placard. When a police officer checked its validity,
Osborne said the placard was his although it was issued to his father-in-law.
He was not carrying any identification, but gave the name of his father-in-law
and his own birth date, and when shown a photo of the father-in-law, insisted
the placard was his. He signed his father-in-law’s name to a citation
issued by the officer for misuse of a handicapped placard.
Osborne stipulated that he committed acts of moral turpitude.
In mitigation, he practiced for 40 years without any discipline, cooperated
with the bar’s investigation, showed remorse and presented an “extraordinary
demonstration” of good character.
PAUL W. TAMMEN [#153309], 52, of San Diego was suspended
for one year, stayed, placed on three years of probation with a 90-day actual
suspension and was ordered to take the MPRE within one year and comply with
rule 9.20. The order took effect July 26, 2008.
Tammen stipulated to four counts of misconduct in three personal injury cases.
In the first, he did not accurately document and account for settlement funds
that had not been disbursed. The case settled for $30,000 but the document
authorizing disbursement, which was meant to be preliminary only, contained
several errors. The amount of Tammen’s legal fee was actually estimated
to be less than what he was entitled to, and he expected the estimated medical
liens to be reduced. It also did not include an MRI bill that Tammen was not
aware of. Nonetheless, the client signed the document.
Most of the settlement was distributed, but Tammen stipulated that he failed
to account for all client funds.
In the second matter, he represented a child who was injured in an automobile
accident over the course of three years. When he moved his office, however,
the file was lost. The child’s mother later terminated Tammen and demanded
the file, but he didn’t receive the letter. When a State Bar investigator
inquired about the client’s allegations, Tammen did not respond to one
letter, asked for more time in response to a second letter, but ultimately
did not respond to the investigator.
He stipulated that he failed to perform legal services competently or cooperate
with the bar’s investigation.
In another case resulting from an auto accident, Tammen filed suit although
his client’s mother instructed him not to serve the summons because she
did not want to sue the parents of the other driver. Tammen abandoned the lawsuit
and it was dismissed for lack of prosecution. The client’s insurance
claim also was closed.
Tammen stipulated that he failed to keep a client informed of significant
developments by not advising the client that the suit could be dismissed for
lack of prosecution.
In mitigation, he has no prior discipline record and had severe family problems
that resulted from caring for his elderly and seriously ill parents.
DOUGLAS M. BORTHWICK [#176372], 43, of Santa Ana was suspended
for one year, stayed, placed on two years of probation with an actual 60-day
suspension and was ordered to take the MPRE within one year. The order took
effect Aug. 1, 2008.
Borthwick stipulated that he presented an outdated resume to a prospective
employer, committing an act of moral turpitude.
He left the law firm where he worked when it downsized and hired a resume
writing service. However, his new resume was not ready when he heard about
a job opening, so he submitted an old version, without revising the dates of
his previous employment. The resume gave the impression that he was still employed.
Borthwick later faxed a new resume to the prospective employer but it did
not clarify his dates of employment.
In mitigation, Borthwick has no discipline record, he cooperated with the
bar’s investigation and he presented letters attesting to his honesty.
KURT A. KISSINGER [#144984], 54, of Newport Beach was suspended
for two years, stayed, placed on three years of probation with an actual one-year
suspension and he was ordered to take the MPRE within one year and comply with
rule 9.20. The order took effect Aug. 1, 2008.
After stipulating in 2004 to misconduct in five cases, Kissinger was accepted
in the State Bar alternative discipline program; he established a connection
between his mental health issues and his misconduct. He also began to participate
in the Lawyers Assistance Program.
In 2006, he withdrew from the LAP because he disagreed with its recommendations.
He later tried to be reinstated but he ultimately was terminated from the program.
In the underlying discipline, Kissinger stipulated to 16 counts of misconduct
in six cases.
In a divorce case, he did not return his client’s numerous phone calls
or keep him apprised of developments in the case, including a request by opposing
counsel for additional information to complete the dissolution. He also moved
his office and changed his phone number without telling the client.
In a second divorce matter, Kissinger filed a petition for dissolution while
he was suspended from practice. When the client, who had paid an advance fee
of $2,500, asked him to take the case off calendar and send a bill, he did
not respond.
In a personal injury case, he wrote a check on a closed account to pay the
filing fee and took no steps to remedy the matter. The client ultimately paid
the fee and told the court she was unable to locate Kissinger.
He abandoned an automobile accident case after sending letters of representation
to the other driver and the insurance carrier. He officially withdrew a month
before the statute of limitations was to expire. A new lawyer recovered on
the clients’ property damage claim and filed a malpractice suit against
Kissinger, winning a default judgment of $23,285. Kissinger did not report
the judgment to the State Bar, as required.
He settled another personal injury case but issued a check against insufficient
funds in his general account rather than the trust account. He ultimately covered
the balance. However, he did not pay his client’s medical bills.
Kissinger stipulated that he failed to communicate with clients, perform legal
services competently, account for client funds, release client files or notify
the State Bar of a malpractice judgment against him. He also improperly withdrew
from representation and committed acts of moral turpitude.
He failed to comply with probation conditions by not making restitution and
by committing further misconduct.
Kissinger also was disciplined in 2002 after stipulating to 15 counts of misconduct
in 10 consolidated cases, including trust account problems and failing to properly
prosecute a case.
ALAN K. ACHEN [#85832], 55, of North Hollywood was suspended
for one year, stayed, placed on two years of probation with a 90-day actual
suspension and was ordered to take the MPRE within one year and comply with
rule 9.20. Credit will be given for a period of interim suspension that began
Dec. 30, 2007. The order took effect Aug. 7, 2008.
Achen was convicted in 2005 of public intoxication and driving under the influence
with a prior and in 2006 for making criminal threats and injuring his spouse
after he wielded a knife and refused to come out of his home when ordered to
do so by police. The latter violations involved alcohol as well.
In mitigation, he has no discipline record in 29 years of practice.
RICHARD M. SEFF [#150440], 56, of Westlake Village was suspended
for two years, stayed, placed on three years of probation with an actual 60-day
suspension and was ordered to take the MPRE and prove his rehabilitation. The
order took effect Aug. 7, 2008.
Seff successfully completed the State Bar’s alternative discipline program;
he participated due to a mental health issue that was responsible for his misconduct.
As part of the program, he stipulated to five counts of misconduct in a personal
injury case which settled for a present cash value of $150,000. The client’s
medical bills totaled $44,942. Seff took a fee of $56,500 and was to use $46,500
to purchase an annuity for the client that would pay her $319 per month. He
should have kept enough in the client trust account to pay the client’s
medical bill.
The client signed two statements, six months apart, prepared by Seff that
contained misrepresentations. The first said Seff had documented the settlement
proceeds, that she was satisfied with the settlement and the disbursement of
the proceeds and had received her full share through cash disbursements and
a structured annuity. The second statement outlined the settlement and included
a declaration that no effort had been made to collect her medical bills, which
was not true. She also said Seff had agreed to give her four payments and that
she would have no further claims against Seff for the portion of the proceeds
that were set aside for medical bills.
At one point, the balance in Seff’s trust account fell to $38; the medical
bill still was not paid.
Seff stipulated that he failed to perform legal services competently by allowing
the balance in his client trust account to fall below the required amount,
signing medical liens on his client’s behalf without her approval, failing
to pay her outstanding medical liens, and writing checks from his general account
to his trust account to reimburse misappropriated funds.
He also failed to properly maintain client funds, pay out client funds promptly
and he acquired an interest adverse to his client. Some of his actions involved
moral turpitude.
In mitigation, Seff has no prior discipline record and he cooperated with
the bar’s investigation.
FRANK DENNIS SCHWERTFEGER [#128041], 47, of Playa del Rey was
suspended for two years, stayed, actually suspended for 90 days and until he
makes restitution and the State Bar Court grants a motion to terminate the
suspension, and he was ordered to take the MPRE and comply with rule 9.20.
If the actual suspension exceeds two years, he must prove his rehabilitation.
The order took effect Aug. 14, 2008.
In a default proceeding, the State Bar Court found that Schwertfeger committed
two acts of misconduct in a mergers and acquisitions transaction and failed
to cooperate with the bar’s investigation.
His client paid Schwertfeger an advance $10,000 without a retainer agreement
but a short time later fired him and asked for a refund. He subsequently asked
for a refund three more times without a response.
The court found that Schwertfeger failed to refund an advance fee, account
for client funds or cooperate with the bar’s investigation.
In mitigation, he practiced for 17 years without any discipline.
HUME JOSEPH JUNG [#184215], 39, of Oakland was suspended
for one year, stayed, placed on two years of probation with an actual 60-day
suspension and was ordered to take the MPRE within one year. The order took
effect Aug. 14, 2008.
Jung stipulated to three counts of misconduct stemming from his partnership
with a non-lawyer. He practiced personal injury law in Oakland for several
years before employing a non-lawyer to act as his office manager for a satellite
office in Santa Clara. Jung agreed to pay the office manager 60 percent of
the net profits generated by the Santa Clara office, gave the man authority
to sign checks and permitted him to conduct client intake interviews and process
and settle cases, generally without Jung’s supervision. If an insurance
company offered an insufficient settlement, Jung took over.
The office was searched by law enforcement after about 18 months, and both
Jung and the office manager were charged criminally but denied committing fraud.
Both were acquitted. At the time, the office had 56 open cases.
Jung stipulated that he formed a partnership with a non-lawyer, aided the
man in the unauthorized practice of law and shared legal fees with him.
In mitigation, he had no prior discipline record and he cooperated with law
enforcement and bar investigators.
DAVID M. CORDREY [#136671], 44, of Beverly Hills was suspended
for three years, stayed, placed on four years of probation with an actual nine-month
suspension and was ordered to make restitution, take the MPRE and comply with
rule 9.20. If the actual suspension exceeds two years, he must prove his rehabilitation.
The order took effect Aug. 30, 2008.
Cordrey was accepted into the State Bar’s alternative discipline program
and the Lawyer Assistance Program in 2005, and stipulated to seven counts of
misconduct in six client matters as well as a misdemeanor conviction of driving
under the influence with a prior. He demonstrated a connection between the
misconduct and his substance abuse and mental health issues. In 2007, he was
terminated from both programs.
In one matter, although Cordrey was hired to file a lawsuit for breach of
contract and fraud, he never filed the complaint. He did not return his client’s
file or refund a $3,000 advance fee.
Another client hired Cordrey to file three lawsuits on his behalf in separate
matters. Two of the cases were dismissed by the court and Cordrey never filed
the third complaint. The client was unable to reach Cordrey for several months.
Another matter was erroneously dismissed due to the court’s clerical
order, but Cordrey did not take any corrective action to set aside the dismissal.
The client sued him for malpractice and Cordrey settled with her.
Although he filed a personal injury claim for a mother and daughter who were
injured in an automobile accident, he did not serve the defendants, appear
at a status conference or file any documents with the court asking for additional
time or opposing dismissal. The case was dismissed.
The mother and two other relatives hired Cordrey to file two more suits as
a result of two more accidents, but he did not do so. In both matters, the
clients lost their rights to pursue their action.
The four clients sued Cordrey and won a judgment totaling more than $70,000.
He has not satisfied the judgment.
In the final matter, he represented a client while suspended for failure to
meet MCLE requirements. When that client fired him, he did not provide his
files to the new lawyer.
Cordrey stipulated that he failed to perform legal services competently, refund
unearned fees, communicate with clients or promptly release client files and
he practiced law when he was not entitled to do so.
In mitigation, Cordrey has no prior discipline record, he demonstrated remorse
and he had severe family problems at the time of the misconduct.
JAY ALEXANDER GHOREICHI [#177274], 42, of Los Angeles was
suspended for 18 months, stayed, placed on two years of probation and was ordered
to prove his rehabilitation and take the MPRE within one year. The order took
effect Aug. 30, 2008.
Ghoreichi stipulated to three counts of misconduct in three matters.
He settled a personal injury matter for $100,000 and put the settlement draft
into an electronic program that he used as a client ledger. He did not deposit
the check in his client trust account because he was still negotiating one
medical bill. Because of accounting errors, Ghoreichi believed he had a balance
of $100,000 in the client trust account when in fact there was nothing on deposit
for that client. Two checks were written against insufficient funds before
Ghoreichi discovered the settlement check was not deposited in the trust account.
He stipulated that he failed to properly maintain client funds.
In another personal injury case, a doctor who treated Ghoreichi’s client
complained to the State Bar when his bill was not paid. Ghoreichi said the
delay occurred because the doctor had sent conflicting bills and he was trying
to determine the correct amount owed. After the complaint was filed, Ghoreichi
and the doctor agreed to settle the outstanding balance, and at Ghoreichi’s
insistence, the doctor signed a final release of all claims that included his
agreement to withdraw his complaint to the bar. Ghoreichi stipulated that it
is improper to seek an agreement that a bar complaint be withdrawn.
In a third personal injury matter, Ghoreichi did not tell the client that
her claim was rejected and that she had six months to file a lawsuit. Although
he said he sent three letters to the client advising her that he would not
continue to represent her, the client said she received only one letter two
weeks before the statute of limitations was to expire.
Ghoreichi stipulated that he failed to keep a client informed of developments
in her case.
In mitigation, Ghoreichi has no prior discipline record, cooperated with the
bar’s investigation and changed his office procedures to avoid future
misconduct.
JAMES K. HEDGES [#122394], 49, of Arcadia was suspended for
two years, stayed, actually suspended for 60 days and until he makes restitution
and the State Bar Court grants a motion to terminate the suspension and he
was ordered to take the MPRE and comply with rule 9.20. If the actual suspension
exceeds two years, he must prove his rehabilitation. The order took effect
Aug. 30, 2008.
In a default proceeding, the State Bar Court found that Hedges committed three
acts of misconduct while providing legal services for patent and trademark
matters and he did not cooperate with the bar’s investigation.
Over a 17-month period, Hedges’ client paid about $57,000 as attorney’s
fees. During that time, he was instructed to apply for and obtain additional
patents and a trademark renewal and was paid at least $4,760 to do so. Although
Hedges met with client representatives once, he did not respond to numerous
e-mails about the status of the applications.
The client fired Hedges and hired a new attorney, who repeatedly called Hedges
seeking information and reminding him about the deadline for filing patent
applications. After three months, Hedges led the new lawyer to believe he had
filed all or some of the applications and said he would provide the files.
He never did so. In fact, Hedges did not file any applications within the statutory
time period.
The bar court found that he failed to perform legal services competently or
communicate with his clients and by misrepresenting the status of the matters
to the new lawyer, he committed an act of moral turpitude.
Hedges also did not respond to a bar investigator’s questions about
the misconduct.
In mitigation, he practiced for 20 years without any discipline.
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