California Bar Journal
OFFICIAL PUBLICATION OF THE STATE BAR OF CALIFORNIA - DECEMBER 2001
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ETHICS BYTE

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Lawyers are members of the public, too

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By DIANE KARPMAN
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Diane KarpmanIn a recent column, we considered the State Bar report on small firm and solo practitioners, which verified that they are investigated and prosecuted more than lawyers in big firms. The purpose was to open a dialogue, exploring how "the practice" could be equalized and evaluating what factors make a difference. We must look beyond the obvious difference that a prime corner location in a 42-story office building can make in the mind of a client. Remember, we are all sworn to provide justice for all, not just for the well-heeled. A very valid suggestion by Justice William Rylaarsdam on mentoring appears in this month's Letters to the Editor. Yet, I still have visions of things . . . other than sugar plum fairies.

Mack v. State Bar (2001) 112 Cal Rptr. 2d 341, involved a lawyer's dismay that the State Bar would publish, on the internet at the State Bar's website, his "private" reproval.  "Once the State Bar initiated disciplinary proceedings against Mack, the records of those proceedings became public." (Id at 344.) The internet is a "newer and better way of making public records available." (Id at 345.) "Even if we were to treat State Bar disciplinary records as ordinary court records, both decisional law and state and federal constitutional principles have established a powerful public right of access to those records." (Ibid.)

"The purpose of discipline is to protect the public, the courts, and the legal profession." (Sands v. State Bar (1989) 49 Cal. 3d 919, 931.) Inherent in the theory of discipline is the belief that it has a prophylactic impact on other lawyers. But, lawyers are members of the "public," too. Approximately 70 percent of our annual dues go to fund the disciplinary system.  The State Bar Court publishes the California State Bar Court Reporter, which contains intricate and detailed opinions analyzing attorney misconduct. These decisions can be purchased in hard copy (The Reporter), or through commercial companies like Westlaw and Lexis.

There is a powerful lawyer/public right to access those records, in order to trigger the prophylactic or preventive effect. Today, even small firm and solo practitioners use computers: they are "not frozen in amber, unaffected by new technology." (Mack, supra, at 347.) One could suggest that we have already paid a high price - through our dues, for access to these decisions - and should not be required to pay twice. What about posting them on the State Bar's website? They are a valuable asset and a prime teaching tool.

Then, there are ethics opinions, addressing the truly "gray" areas of practice, published by large metropolitan bar associations. In order to access them (each of the four separate organizations), they must be independently visited online. Al-though the State Bar's ethics materials have recently improved tremendously, why couldn't we have a "mega-search engine," to search all the opinions in one fell swoop? Making this information widely available could prevent mistakes and misconduct. It is heart-wrenching to see good, competent lawyers disciplined simply because they didn't know.

Los Angeles attorney Diane Karpman can be reached at 310/887-3900 or karpethics@aol.com.