California Bar Journal
OFFICIAL PUBLICATION OF THE STATE BAR OF CALIFORNIA - OCTOBER 1998
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California Bar Journal

The State Bar of California


REGULARS

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Front Page - October 1998
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News
George calls court funding failure 'betrayal'
Court rejects rule to bare secrets
Chief justice, 3 associates seek retention from voters
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You Need to Know
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Opinion
Farewell to an independent bar
The last few gasps of a dues bill
A look toward the future
Getting leaner on our own
Justices and politics don't mix
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Letters to the Editor
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Legal Tech - Deconstructing computer leases
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New Products & Services
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MCLE Self-Study
Amending Irrevocable Trusts
Self-Assessment Test
MCLE Calendar of Events
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Discipline
Ethics Byte - Clients still have right to secrecy
8-year attorney, disciplined 11 times, is finally disbarred
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Service Awards
Neiman receives bar's top honor for helping others
13 attorneys, 2 law firms cited for pro bono efforts
Foundation presents 32 scholarships to California law school students
LA County Bar wins national recognition

DISCIPLINE

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Clients still have right to secrecy
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By DIANE KARPMAN
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Clients have a fundamental right to expect that their lawyers will keep their confidences and secrets. This expectation has been soundly affirmed by the judiciary during the past few months.

The lawyer's duty to maintain, protect and safeguard client information is almost absolute. In California, it is articulated in Business & Professions Code §6068(e): "It is the duty of an attorney . . . to maintain inviolate the confidence, and at every peril to himself or herself to preserve the secrets, of his or her client."

Diane KarpmanThis may be the pre-eminent duty owed by lawyers to their clients and clearly survives the client's death. Therefore, Whitewater prosecutor Kenneth Starr's attempt to view the notes of the last meeting Vince Foster had with his attorney was soundly denied by the U.S. Supreme Court in Swidler & Berlin v. U.S. 92-1192.

A commonly recognized exception to that duty (which can also engender an evidentiary privilege) is the crime-fraud exception. In a crime-fraud scenario, a communication is not entitled to confidentiality because the client misused or abused the attorney-client relationship by virtue of illegal conduct.

The privilege accorded communications between the attorney and the client under the Evidence Code is not as broad as the lawyer's duty of confidences and secrets; the privilege is the "only aspect of the duty of confidentiality." Restatement of the Law of Lawyering, Proposed Final Draft 1, page 265.

Additionally, this privilege is much more limited than the duty of confidentiality, which covers all information regarding the representation of the client (oral, documentary, electronic, visual and originated by the client or others).

Virtually every jurisdiction except California permits or requires disclosure where the attorney learns that the client intends to commit an act involving serious bodily harm.

On Sept. 2, the California Supreme Court, after numerous requests over the last decade from the State Bar, again refused to permit a change in the Rules of Professional Conduct (or proposed rule 3-100, designed to create an exception to this duty where the client has threatened serious bodily harm (see story on page 4). The court responded with a terse one-liner which read, "Request denied."

Possibly our court believes that encouraging full client disclosure is more important, where the client is at liberty to discuss anything, absent fear of subsequent disclosure or betrayal by the lawyer. This gives the lawyer the opportunity to persuade/dissuade the client, an opportunity that could be lost if the client feared being turned into the authorities.

The Supreme Court's denial may reflect the court's justifiable confidence in the lawyers of this state and their common sense approach to these issues.

Diane Karpman of Los Angeles represents attorneys at the State Bar and is an expert witness in legal malpractice, conflicts of interest and partnership dissolutions.